ISO 19600 Compliance Course
This course equips professionals with the knowledge and skills to build and maintain an effective ISO 19600-compliant compliance management system tailored for cross-border financial services, integrating US and EU regulatory requirements through practical implementation strategies.

flexible workload of 4 to 360h
valid certificate in your country
What will I learn?
The ISO 19600 Compliance Course provides a practical guide to establish, implement, and enhance a strong compliance management system for cross-border financial services. You will learn essential ISO principles, risk assessment techniques, governance responsibilities, and policy formulation, then apply them to practical controls, training, investigations, monitoring, dashboards, and ongoing improvements in line with US and EU standards.
Elevify advantages
Develop skills
- Design ISO 19600 CMS: create efficient, practical frameworks for legal compliance teams.
- Conduct compliance risk assessments: identify regulations, prioritise risks, and establish controls quickly.
- Draft effective policies: outline roles, escalation procedures, penalties, and review mechanisms.
- Implement operational controls: KYC, AML, market abuse prevention, and data protection measures.
- Manage whistleblowing and investigations: ensure secure reporting, impartial processes, and proper documentation.
Suggested summary
Before starting, you can change the chapters and the workload. Choose which chapter to start with. Add or remove chapters. Increase or decrease the course workload.What our students say
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