Compliance Auditor Course
This course provides essential training for conducting effective compliance audits, focusing on CDD, KYC, and AML processes to ensure regulatory adherence and risk management.

flexible workload from 4 to 360h
valid certificate in your country
What will I learn?
The Compliance Auditor Course equips you with practical skills to plan and carry out targeted CDD, KYC, and AML assessments. You will learn sampling and data analysis methods, test planning, and evidence recording, followed by applying straightforward risk assessment and issue categorisation. It also includes essential U.S. regulations, branch oversight, corrective action planning, and clear reporting to provide dependable, practical audit outcomes quickly.
Elevify advantages
Develop skills
- Compliance testing design: create precise, risk-focused audit test plans swiftly.
- CDD/KYC review: evaluate small business records for AML and regulatory shortcomings.
- Control effectiveness: assess, record, and verify key CDD/KYC controls.
- Issue grading: categorise findings, root causes, and corrective actions clearly.
- Regulatory mapping: connect BSA, AMLA, and FinCEN guidelines to audit processes.
Suggested summary
Before starting, you can change the chapters and workload. Choose which chapter to start with. Add or remove chapters. Increase or decrease the course workload.What our students say
Your classes are perfect. I got the one-year package and finally have the chance to follow several topics I'm interested in without having to switch platforms... I appreciate everything you do, I've already recommended you to others...

Giulio CarloDigital Marketing Student
I like how the lessons are straight to the point and how I can switch chapters and skip content I don't need.

Mariana FerresPhotography Student
I like the content and the way the videos are presented and transcribed, which speeds up the process!

Luciana AlvarengaNail Design Student
The platform is fast and easy to use. The variety of content and the extra videos really help with learning.

Giulio CarloPrompt Engineering Student
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