MiFID Regulation Course
Gain practical mastery of MiFID and MiFID II regulations through tools for client classification, suitability assessments, product governance, cost disclosures, and conflict management. Learn to document advice processes effectively, safeguard investors, and ensure regulatory compliance confidently in your everyday financial advisory role. This equips you to handle real-world client scenarios with precision and control.

from 4 to 360h flexible workload
valid certificate in your country
What will I learn?
This MiFID Regulation Course builds essential practical skills to implement MiFID and MiFID II requirements in client interactions. You will cover client classification, suitability and appropriateness assessments, product governance, target market identification, cost and charge transparency, inducement management, conflict mitigation, plus strong documentation, record-keeping, and reporting practices to keep your advice processes fully compliant, uniform, and effectively managed.
Elevify advantages
Develop skills
- Apply MiFID client classification rules for retail, professional, and counterparty clients swiftly.
- Design, test, and document suitability and appropriateness checks for compliant advice.
- Map target markets under product governance and exclude unsuitable complex products.
- Disclose costs and manage inducements clearly while handling conflicts per MiFID rules.
- Build a full MiFID-compliant advice process from client onboarding to reporting.
Suggested summary
Before starting, you can change the chapters and workload. Choose which chapter to start with. Add or remove chapters. Increase or decrease the course workload.What our students say
FAQs
Who is Elevify? How does it work?
Do the courses have certificates?
Are the courses free?
What is the course workload?
What are the courses like?
How do the courses work?
What is the duration of the courses?
What is the cost or price of the courses?
What is an EAD or online course and how does it work?
PDF Course